1. Honesty and Good Faith
SNS Stocks shall act honestly, fairly, and in good faith in the conduct of its research and business activities at all times.
2. Due Skill, Care, and Diligence
SNS Stocks shall exercise appropriate skill, care, and diligence while preparing research reports and ensure that all analyses are conducted thoroughly and responsibly.
3. Management of Conflict of Interest
SNS Stocks shall identify, disclose, and effectively manage any conflicts of interest that may affect the objectivity or independence of its research reports.
4. Prohibition of Insider Trading & Front Running
SNS Stocks shall not engage in:
- Insider trading
- Front running of its own research reports
5. Confidentiality
SNS Stocks shall maintain strict confidentiality of research reports, client information, and sensitive data until such information is made publicly available or disclosure is required by law.
6. Professional Standards
SNS Stocks shall maintain high standards of professionalism, integrity, and objectivity in all research activities and communications.
7. Regulatory Compliance
SNS Stocks shall comply with all applicable laws, regulations, and guidelines issued by SEBI and other regulatory authorities governing research analysts.
8. Responsibility & Accountability
SNS Stocks shall ensure proper internal controls and procedures are in place to maintain high standards of conduct and regulatory compliance. The organization shall bear primary responsibility for:
- Adherence to ethical standards
- Implementation of compliance procedures
- Ensuring integrity in research dissemination